project manager in brokerage compliance

The company is a brokerage firm.

• Lead and implement projects to develop and automate compliance processes within the brokerage company
• Enhance and automate Compliance, AML/KYC, and client due diligence processes
• Deliver projects that implement regulatory requirements, supervisory expectations, and internal company policies
• Develop and optimize sanctions screening, PEP screening, and other compliance control processes
• Improve transaction monitoring, including investigating and handling identified events and alerts
• Integrate and enhance interactions with external compliance data providers and internal information systems
• Design and refine business logic for compliance checks, rules, statuses, triggers, restrictions, and exception handling
• Develop processes for applying and removing restrictions on clients, accounts, and transactions
• Manage projects end-to-end, including business analysis, requirements gathering, task definition and decomposition, development oversight, testing, and production rollout
• Prepare and maintain project and business documentation

• Higher education degree
• At least 3 years of project management experience, preferably in brokerage, banking, financial services, or related industries, focused on Compliance, AML/KYC, financial crime prevention, sanctions screening, or process automation
• Strong knowledge of Republic of Kazakhstan and Astana International Financial Centre (AIFC/AFSA) regulatory requirements for Compliance and AML/CFT
• Good understanding of AML/CFT regulations applicable to financial institutions and brokerage firms
• Solid knowledge of KYC, CDD, EDD, AML/CFT frameworks, customer identification and verification, sanctions and PEP screening, transaction monitoring, and risk-based approaches
• Experience analyzing and automating complex business processes, preparing detailed business requirements, and defining business logic, control algorithms, user journeys, and AS-IS / TO-BE process models
• Experience collaborating with IT teams and external compliance solution providers
• Будет плюсом: experience in brokerage, banking, financial services, or related industries

• Corporate mobile plan
• Gym membership
• Friendly and supportive team culture
• On-site, full-time; Monday–Friday, 09:00–18:00
• Office in Esentai Tower